Legal/Freelance Solicitors

Professional Indemnity Insurance for Freelance Solicitors

Solicitors practising independently — whether providing non-reserved legal services or as an SRA-regulated freelance solicitor providing reserved legal services — have distinct regulatory and insurance positions. PLB helps freelance solicitors arrange Professional Indemnity Insurance appropriate to their practice and explain their activities clearly to insurers.

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Risk Exposure

When Freelance Solicitors Need Professional Indemnity Insurance

A freelance solicitor providing reserved legal services must take out and maintain Professional Indemnity Insurance that provides adequate and appropriate cover in respect of the services provided or previously provided.

Once this obligation arises, the cover must apply to all services provided, including both reserved and non-reserved legal services.

A freelance solicitor providing non-reserved legal services only is not required by the SRA to maintain Professional Indemnity Insurance solely because of those services, although cover is strongly recommended and may be required by clients or contractual arrangements.

Freelance-solicitor insurance is not required to comply with the SRA Minimum Terms and Conditions. The appropriate limit and scope of cover must therefore be assessed according to the individual practice, the services provided and the potential exposure. PLB helps applicants explain their activities clearly to insurers and seek cover appropriate to their work.

Regulatory Framework

Reserved and Non-Reserved Legal Services

The distinction between reserved and non-reserved legal activities is relevant to both the regulatory position and the insurance requirements of a freelance practice.

Non-Reserved Legal Services

A freelance solicitor providing non-reserved legal services only is not required by the SRA to maintain Professional Indemnity Insurance solely because of those services. Cover is nevertheless strongly recommended and remains subject to underwriting and the policy terms.

Reserved Legal Activities

An eligible freelance solicitor may provide reserved legal services directly to clients, subject to satisfying the applicable SRA conditions. Adequate and appropriate Professional Indemnity Insurance is required. The policy is not required to comply with the SRA Minimum Terms and Conditions.

Separately Regulated Services

Certain services may require separate authorisation or regulation. These can include immigration services, regulated claims-management activities and regulated financial services. The regulatory position should be established before these services are undertaken.

Summary Guide

Reserved and Non-Reserved Services at a Glance

The table below provides a simplified overview of common legal activities and the associated Professional Indemnity Insurance position. It is a general guide only. The precise regulatory position will depend upon the services actually provided and the solicitor's practice arrangements.

Conduct of litigation, including issuing proceedings

Reserved?
Reserved
Can offer?Yes — subject to satisfying the applicable SRA freelance-solicitor conditions
PI required?Yes — adequate and appropriate cover is required

Exercise of rights of audience, including court representation

Reserved?
Reserved
Can offer?Yes — within the solicitor's existing rights of audience, subject to any required Higher Rights of Audience qualification and the applicable SRA freelance-solicitor conditions
PI required?Yes — adequate and appropriate cover is required

Reserved instrument activities, including conveyancing and transfers of title

Reserved?
Reserved
Can offer?Yes — subject to satisfying the applicable SRA freelance-solicitor conditions
PI required?Yes — adequate and appropriate cover is required

Probate activities

Reserved?
Reserved
Can offer?Yes — subject to satisfying the applicable SRA freelance-solicitor conditions
PI required?Yes — adequate and appropriate cover is required

Notarial activities

Reserved?
Reserved — separately regulated
Can offer?Only if separately qualified and authorised to practise as a notary
PI required?Not under the SRA freelance-solicitor rules — separate notarial regulatory and insurance requirements apply

Administration of oaths

Reserved?
Reserved
Can offer?Yes — subject to satisfying the applicable SRA freelance-solicitor conditions
PI required?Yes — adequate and appropriate cover is required

Commercial contract drafting and advice

Reserved?
Non-Reserved
Can offer?Yes
PI required?No for a non-reserved-only practice — but strongly recommended

Employment law advice

Reserved?
Non-Reserved
Can offer?Yes, provided the particular work does not constitute a reserved or separately regulated activity
PI required?No for a non-reserved-only practice — but strongly recommended

Will drafting

Reserved?
Non-Reserved

Non-Reserved, excluding reserved probate activities

Can offer?Yes
PI required?No for a non-reserved-only practice — but strongly recommended

Where a freelance solicitor provides any reserved legal services, the obligation to maintain adequate and appropriate Professional Indemnity Insurance applies to all services provided, including non-reserved services.

A freelance solicitor providing non-reserved legal services only is not required by the SRA to maintain Professional Indemnity Insurance solely because of those services. Cover is nevertheless strongly recommended and may be required by clients or contractual arrangements.

The ability to provide a legal activity does not guarantee that Professional Indemnity Insurance will be available. Certain services may also require suitable client-money arrangements and remain subject to the insurer's appetite, underwriting requirements and policy terms.

This table is a simplified general guide and is not legal or regulatory advice. Solicitors should confirm the requirements applying to their own proposed practice.

Scope of Cover

Typical Legal Services

Freelance solicitors seek cover for a wide range of legal services. The activities insured will depend upon full disclosure, the insurer's acceptance of the risk and the terms, conditions, exclusions and endorsements of the policy.

Commercial contract drafting and advisory work
Corporate and commercial advice
Employment advisory services
Regulatory and compliance advice
Mediation and non-reserved dispute-resolution services
Intellectual property advisory work
Advocacy and rights-of-audience work, where the solicitor holds the required rights and any necessary Higher Rights of Audience qualification
Conduct of litigation, where the solicitor satisfies the applicable SRA freelance-solicitor conditions for reserved services
Reserved instrument and probate activities, where the solicitor satisfies the applicable SRA conditions and the insurer accepts the risk

Illustrative Claims Scenarios

Typical Claims Scenarios

The following scenarios are illustrative examples only and are intended to demonstrate the types of claims Professional Indemnity Insurance is designed to respond to.

1

Missed Limitation Period

A freelance solicitor conducting litigation fails to issue proceedings within the applicable limitation period. The client loses the opportunity to pursue the claim and alleges professional negligence against the solicitor.

2

Inadequate Contract Advice

Commercial contract advice fails to identify a material liability exposure for the client. When the liability crystallises, a Professional Indemnity claim is made against the solicitor for negligent advice.

Why Choose PLB

Specialist Freelance Solicitors PI Brokers

Sector Expertise

We understand the specific professional risks facing freelance solicitors and arrange cover that responds to your actual exposures.

Market Access

Access to specialist Professional Indemnity underwriters and markets with experience in the freelance solicitor sector.

Personal Service

Deal directly with experienced PI specialists who know your sector — not a call centre or an algorithm.

Frequently Asked Questions

Freelance Solicitors — Common Questions

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Complete our specialist Freelance Solicitors questionnaire and a Professional Indemnity broker will review the information provided and contact you.

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Response within one working day
Independent, advice-led service
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PLB

Professional Indemnity Brokers

Specialist Professional Indemnity Insurance brokers providing expert advice to businesses and professionals across the United Kingdom.

0800 061 4262mail@plb.insure
International House, 36–38 Cornhill, London EC3V 3NG

PLB Professional Indemnity Brokers is a trading style of Professional Liability Brokers Limited registered in England & Wales (No. 09847323).

Professional Liability Brokers Limited is an Appointed Representative of Acrisure Eleven Network Limited, which is authorised and regulated by the Financial Conduct Authority (FRN 314593).

The applicable Terms of Business will be provided to clients and introducing agents separately, according to the nature of the relationship.

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